Published document record

Artificial intelligence in EU securities markets

Official metadata

Official title: Artificial intelligence in EU securities markets
Official reference: ESMA50-164-6247
Document type: Report
Document date: 2023-02-01
Document date kind: Document issue
Document-date evidence: European Securities and Markets Authority · PDF cover and running header: 1 February 2023. — Exact issue date printed on this version.
Publication date: 2023-02-01
Publication-date evidence: European Securities and Markets Authority · Exact-reference library row, Date column for ESMA50-164-6247. — Establishes official publication of this version on 2023-02-01, before the 4 September 2026 cutoff.
Legal status: Non binding
Legal-status evidence: European Securities and Markets Authority · PDF p.2: publication serves analytical purposes and does not affect regulatory obligations. — Supports classification as non-binding rather than binding legislation.
Language: en

These are researcher classifications used to organise and analyse the corpus; they are not official EU metadata.

Record level

Principal

Version status

Final

Temporal collection

Contemporary EU AI policy

Relevance class

Direct AI relevance

Policy stage

Agenda setting

Corpus tier

Directly related

Sectors

Policy membership

Relevance class: Direct AI relevance · European Securities and Markets Authority · PDF pp.2-4: disclaimer, Summary and Introduction; p.3 author footnote. — AI/ML is a substantive regulatory or sectoral subject.
Sector tags: Financial services · European Securities and Markets Authority · PDF pp.2-4: disclaimer, Summary and Introduction; p.3 author footnote. — Addresses regulated banking, insurance or securities activities.
Provenance tags: Authored by an EU agency or body · European Securities and Markets Authority · PDF pp.2-4: disclaimer, Summary and Introduction; p.3 author footnote. — Produced within the named EU agency/body; named personal author credits remain separate.
Provenance tags: Officially published · European Securities and Markets Authority · Official record with linked English document. — Official EU endpoint distributes this independently citable English text.

Provenance tags

Named bibliographic authors

Giulio Bagattini · European Securities and Markets Authority · PDF p.3, author footnote 1.
Zeno Benetti · European Securities and Markets Authority · PDF p.3, author footnote 1.
Claudia Guagliano · European Securities and Markets Authority · PDF p.3, author footnote 1.

Institutions and roles

European Securities and Markets Authority · Official host · role evidence · Official publication record and linked English PDF.
European Securities and Markets Authority · Publisher · role evidence · Official publication record and linked English PDF.

Inclusion rationale: AI use cases, adoption, concentration, and supervisory risk in EU securities markets are the report's sole substantive subject.
Researcher notes: Distinct report identity ESMA50-164-6247. Named authors retained; acknowledgments are not co-authors.
Review status: verified

No additional published relationships touch this record.

The evidence review date is not a separate human sign-off date. Review credit and evidence-review actions

Last verified: 2026-09-05T23:48:11Z · Exact-reference filtered library row confirms publication date, reference, English document title and report download. Retrieved through Node fetch; table text inspected.
Last verified: 2026-09-05T23:48:11Z · PDF cover and running header: 1 February 2023. Official linked English manifestation reviewed.
Last verified: 2026-09-05T23:48:11Z · PDF pp.2-4: disclaimer, Summary and Introduction; p.3 author footnote. English text inspected in web extraction or Node fetch plus pypdf; no retained file snapshot claimed.